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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-07-08 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
667 Fairview Rd, Simpsonville, SC 29680 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Forest Hills | NY | 07/2016 | 06/2019 |
| Jp Morgan Securities Llc | Forest Hills | NY | 07/2016 | 06/2019 |
| Jp Morgan Chase Bank, N.A. | Mauldin | SC | 06/2019 | 09/2021 |
| Jp Morgan Securities Llc | Mauldin | SC | 06/2019 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Simpsonville | SC | 09/2021 | Present |
| Wells Fargo Bank, Na | Simpsonville | SC | 09/2021 | Present |
JOGA D'OR, LLC, NOT INVT RELATED, SIMPSONVILLE, SC, 10% OWNERSHIP, START DATE 7/30/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, HELP REVIEW DESIGNS FOR CLOTHING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-09 |
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