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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-25 |
Branch Locations
2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 02/2015 | Present |
NAME OF OTHER BUSINESS: Jerry A and Karel K Rasmussen / INVESTMENT RELATED?: Yes/ ADDRESS: 4511 Cypress Pond Ct, Houston, TX 77059 US / NATURE OF THE BUSINESS: Farmland which is used to produce corn and soybeans / POSITION: Owner / DUTIES: Determine fair amount of rent to be charged to tenant / START DATE:10/19/2020 / HOURS DEVOTED TO BUSINESS: 0 Section 1, Township 77 North, Range 38 - farmland located in Pottawattamie County Iowa, Farmland to raise corn and soybeans, Proprietor / ownerDetermine a fair amount of rent to be charged, start date-2/21/2022, HoustonTexasUnited States-77059.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-13 |
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