Christopher Brett Sands

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Avantax	Irving	TX	11/2017	02/2020
Unemployed	Fairview	TX	06/2017	11/2017
Jp Morgan Chase	Dallas	TX	11/2016	06/2017
Hilltop Securities	Dallas	TX	06/2012	09/2016
Christopher Cruz	Addison	TX	09/2021	02/2022
Lpl Enterprise	Houston	TX	01/2025	Present
Unemployed	Fairview	TX	12/2022	01/2025
Unemployed	Fairview	TX	02/2020	03/2021
Northwestern Mutual Investment Services Llc	Addison	TX	09/2021	01/2022
Unemployed	Fairview	TX	09/2016	11/2016
Unemployed	Fairview	TX	06/2021	09/2021
Wells Fargo Clearing Services Llc	Saint Louis	MO	04/2021	05/2021
Ameriprise Financial Services, Llc	Richardson	TX	05/2022	12/2022

2022-05-10 → 2022-12-13

Ameriprise Financial Services, Llc

Richardson, TX
2021-09-29 → 2022-01-21

Northwestern Mutual Investment Services, Llc

Addison, TX
2017-11-21 → 2020-02-18

Avantax Advisory Services

Irving, TX
2016-11-29 → 2017-06-02

J.P. Morgan Securities Llc

Dallas, TX
2012-06-15 → 2016-09-28

Hilltop Securities Inc.

Dallas, TX
2012-01-23 → 2012-04-09

Fsw Advisory Services Inc.

Dallas, TX
2009-04-13 → 2012-01-09

Harrisdirect Llc

Arlington, VA
2003-07-03 → 2005-04-18

Td Ameritrade, Inc.

Dallas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-09
S65	Uniform Investment Adviser Law Examination	2002-05-22
S63	Uniform Securities Agent State Law Examination	2001-03-26

Other Firms