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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2024-05-30 |
Branch Locations
270 Park Avenue 43Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 07/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2015 | 03/2018 |
| First Republic Securities Company, Llc | New York | NY | 03/2018 | 09/2023 |
| First Republic Investment Management, Inc. | New York | NY | 03/2018 | Present |
Entity Name: The Rye Pub (3 Elm Place, LLC) Investment related: No Address: 3 Elm Place, Rye, NY 10580 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company operates as a bar and restaurant, and my involvement is solely as a minority investor. There is no overlap or similarity between this role and my current position at JPMorgan Chase, and there is no connection between the company and JPMorgan Chase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-24 |
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