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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

12348 High Bluff Drive Suite 240, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial San Diego CA 10/2014 10/2018
Retirement Advisor Practice Builder San Diego CA 11/2018 06/2019
Raymond James Financial Services, Inc. San Diego CA 06/2019 04/2023
Raymond James Financial Services Advisors, Inc. San Diego CA 06/2019 04/2023
Retirement Advisor Practice Builder San Diego CA 11/2018 06/2019
Raymond James San Diego CA 06/2019 04/2023
Concurrent Investment Advisors Llc San Diego CA 04/2023 12/2025
Stratos Wealth Partners, Ltd. San Diego CA 12/2025 Present
Lpl Financial Llc San Diego CA 12/2025 Present
  • 10/2014 → 10/2018
    Commonwealth Financial
    San Diego, CA
  • 11/2018 → 06/2019
    Retirement Advisor Practice Builder
    San Diego, CA
  • 06/2019 → 04/2023
    Raymond James Financial Services, Inc.
    San Diego, CA
  • 06/2019 → 04/2023
    San Diego, CA
  • 11/2018 → 06/2019
    Retirement Advisor Practice Builder
    San Diego, CA
  • 06/2019 → 04/2023
    Raymond James
    San Diego, CA
  • 04/2023 → 12/2025
    San Diego, CA
  • 12/2025 → Present
    San Diego, CA
  • 12/2025 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
Other Businesses

1/ 12/2025 - Real Estate Rental - Real Estate Rental - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Boulder, CO - 80303 - OBA Start Date: 03/01/2024 2. 12/2025 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/03/2025 3. 12/17/2025 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 1 hour per month/ 130 hours during trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-09
S65 Uniform Investment Adviser Law Examination 2010-07-12
S66 Uniform Combined State Law Examination 2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    2025-12-09
  • S65 Uniform Investment Adviser Law Examination
    2010-07-12
  • S66 Uniform Combined State Law Examination
    2004-08-23

View on SEC IAPD

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