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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-21 |
| TX | RA | APPROVED | 2022-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 08/2016 | 08/2017 |
| Stifel Nicolaus & Co Inc | St. Joseph | MO | 08/2017 | 04/2022 |
| Integrated Wealth Concepts Llc | Waltham | MA | 04/2022 | Present |
1. 09/2022 : REAL ESTATE RENTAL - NON-INV RELATED - AT REPORTED LOCATION(S) - LESS THAN 5% OF TIME IS SPENT ON THIS ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-16 |
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