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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-10-28 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 02/2016 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2016 | Present |
Entity Name: Atman Capital Fund I LP Investment related: Yes Address: 1111 Brickell Avenue, 10th Floor, Miami, FL 33131 Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 04/30/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Limited partner, investor. Entity Name: Job Path Inc Investment related: No Address: 256 W 38th St New York, NY 10018 Nature of the other business: Job Path supports people with developmental disabilities as they make choices about their lives and play valued roles in their communities. Position/Title/Relationship: Director Start Date: 01-Sep-2020 Approximate # of hours a month: 5 hours per month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-22 |
| S66 | Uniform Combined State Law Examination | 2000-11-04 |
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