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Heather Blake Winston

Principal Advised Services

Des Moines, IA

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-12-14
  • IA RA
    APPROVED
    Since 2018-12-14

Branch Locations

575 7Th Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 03/2000 08/2016
Schwab Private Client Investment Advisory, Inc. Phoenix AZ 01/2012 08/2016
Principal Securities Des Moines IA 10/2023 Present
Unemployed Phoenix AZ 08/2016 09/2017
Principal Life Insurance Company Phoenix AZ 09/2017 Present
Principal Securities, Inc. Phoenix AZ 09/2017 10/2018
Principal Advised Services Des Moines IA 11/2018 Present
  • 03/2000 → 08/2016
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2012 → 08/2016
    Schwab Private Client Investment Advisory, Inc.
    Phoenix, AZ
  • 10/2023 → Present
    Principal Securities
    Des Moines, IA
  • 08/2016 → 09/2017
    Unemployed
    Phoenix, AZ
  • 09/2017 → Present
    Principal Life Insurance Company
    Phoenix, AZ
  • 09/2017 → 10/2018
    Principal Securities, Inc.
    Phoenix, AZ
  • 11/2018 → Present
    Principal Advised Services
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 2000-09-06
  • S66 Uniform Combined State Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    2000-09-06
Other Names
  • Heather Blake Winston
  • Heather Winston

View on SEC IAPD

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AARON PLASKAS
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Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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