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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-13
GA RA APPROVED 2015-06-01
FL RA APPROVED 2015-05-28
CA RA APPROVED 2015-05-27
NM RA APPROVED 2015-05-27
OH RA APPROVED 2015-05-27
SC RA APPROVED 2015-05-27
CO RA APPROVED 2015-05-26
LA RA APPROVED 2015-05-26
NC RA APPROVED 2015-05-26
  • TX RA
    APPROVED
    Since 2022-06-13
  • GA RA
    APPROVED
    Since 2015-06-01
  • FL RA
    APPROVED
    Since 2015-05-28
  • CA RA
    APPROVED
    Since 2015-05-27
  • NM RA
    APPROVED
    Since 2015-05-27
  • OH RA
    APPROVED
    Since 2015-05-27
  • SC RA
    APPROVED
    Since 2015-05-27
  • CO RA
    APPROVED
    Since 2015-05-26
  • LA RA
    APPROVED
    Since 2015-05-26
  • NC RA
    APPROVED
    Since 2015-05-26

Branch Locations

1441 Main Street Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Columbia SC 05/2015 Present
Previous Registrations
  • 2010-11-12 → 2015-05-26
    Jhs Capital Advisors, Llc
    Tampa, FL
    Columbia, SC
  • 2009-06-01 → 2010-11-29
    Columbia, SC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbia, SC
  • 2006-10-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Columbia, SC
  • 2003-08-28 → 2006-10-13
    Columbia, SC
    Columbia, SC
  • 2002-03-04 → 2003-05-23
    Prudential Equity Group, Llc
    Columbia, SC
Other Businesses

Artist for Africa; this is an arts group that supports dance education in Africa for low income students; 1122 Elm St. Columbia, SC 29205; start date: 01/01/2020; Board member; helping to set overall policy for the organization; 3hrs/month; 0.10hr/day; not investment-related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-18
S63 Uniform Securities Agent State Law Examination 2000-06-14
  • S65 Uniform Investment Adviser Law Examination
    2000-07-18
  • S63 Uniform Securities Agent State Law Examination
    2000-06-14
Designations

View on SEC IAPD

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