Ashley L. Winn

Current Employers

Employment History

• 08/2011 → 05/2017
  Eastern Connecticut State University
  Willimantic, CT
• 08/2016 → 02/2021
  Lpl Financial, Llc
  Glastonbury, CT
• 02/2021 → 05/2022
  M Holdings Securities, Inc.
  West Hartford, CT
• 06/2022 → 04/2023
  Cetera Advisors Llc
  St Cloud, MN
• 05/2022 → 04/2023
  Ccr Wealth Management
  Hartford, CT
• 04/2023 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 05/2023 → Present
  Smith Brothers Financial, Llc
  Glastonbury, CT

Previous Registrations

• 2023-01-12 → 2023-04-18
  Cetera Advisors Llc
  Southington, CT

Other Businesses

1) 04/21/2023 - Smith Brothers Financial LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/03/2023 - Smith Brothers Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 05/01/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Smith Brothers Financial, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-30
• S63 Uniform Securities Agent State Law Examination
  2019-09-14

Other Names

• Ashley L. Hykel