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Wedbush Securities Inc. CRD 877
$5.68B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2007-10-22 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Seattle | WA | 06/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-24 |
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