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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-03 |
| KS | RA | APPROVED | 2007-10-18 |
Branch Locations
1011 Poyntz Ave., Manhattan, KS 66503 • United States
1011 Poyntz Avenue, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keating And Associates | Manhattan | KS | 08/1985 | 07/2025 |
| Raymond James Financial Services, Inc. | Manhattan | KS | 01/1999 | 07/2025 |
| Keating Financial Advisory Services, Inc. | Manhattan | KS | 01/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Manhattan | KS | 01/2009 | 07/2025 |
| Keating & Assoc./Nickel, Inc | Manhattan | KS | 09/2011 | 07/2025 |
(1)Name of Business: Keating & Asso Address: 1011 Poyntz Ave, Manhattan, KS, 66502-5458, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/20/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: life ins, LTC ins, Disabl ins (2)Name of Business: Keating & Asso/Nickel, Inc Address: 1011 Poyntz Ave, Manhattan, Ks 66503, Manhattan, KS, 66503, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisery practice (3)Name of Business: MKMQ LLC Address: Manhattan, KS, 66503, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 07/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-08 |
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