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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

324 Grove Street, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Worcester MA 05/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Gsg & Associates Financial Planning Inc Paxton MD 11/2024 Present
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 342 GROVE ST; WORCESTER; MA; 1605; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2015; 1; 1; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: Archstone Financial; Yes; 341 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; Partner, Financial Advisor; 5/1/2015; 160; 160; sales and service of insurance, securities and investments products; 3. NAME OF OTHER BUSINESS: GSG & ASSOCIATES FINANCIAL PLANNING INC, INVESTMENT RELATED: NO, ADDRESS: 14 INDIAN HILL RD, PAXTON, MA 01612, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS REPORTING ENTITY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-05-27
  • S63 Uniform Securities Agent State Law Examination
    1988-05-27
Designations

View on SEC IAPD

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