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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Worcester | MA | 05/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Gsg & Associates Financial Planning Inc | Paxton | MD | 11/2024 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 342 GROVE ST; WORCESTER; MA; 1605; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2015; 1; 1; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: Archstone Financial; Yes; 341 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; Partner, Financial Advisor; 5/1/2015; 160; 160; sales and service of insurance, securities and investments products; 3. NAME OF OTHER BUSINESS: GSG & ASSOCIATES FINANCIAL PLANNING INC, INVESTMENT RELATED: NO, ADDRESS: 14 INDIAN HILL RD, PAXTON, MA 01612, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS REPORTING ENTITY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-27 |
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