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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| SC | RA | APPROVED | 2004-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 08/1987 | Present |
| Bank Of America, Na | Columbia | SC | 12/2009 | Present |
I*: 2187306 Entity Type: Charitable Name of OBA: Syrian Lebanon American Society Address: Columbia, SC 29210 Investment Related: No Position, Title, Association: Board member Employee Start Date: 3/3/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Preserve Arabic Culture and History within the Columbia SC community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-14 |
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