Karen Mullaney Alessi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 12/2009 → Present
  Bank Of America, Na
  Columbia, SC

Other Businesses

I*: 2187306 Entity Type: Charitable Name of OBA: Syrian Lebanon American Society Address: Columbia, SC 29210 Investment Related: No Position, Title, Association: Board member Employee Start Date: 3/3/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Preserve Arabic Culture and History within the Columbia SC community.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-18
• S63 Uniform Securities Agent State Law Examination
  1988-04-14

Other Names

• Karen M Alessi