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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-02 |
| WI | RA | APPROVED | 1987-12-23 |
Branch Locations
13890 Bishops Dr Ste 200, Brookfield, WI 53005 • United States
New Berlin, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Business Ownership; Brookfield Office 495 LLC; Administer duties of office housing Ameriprise advisors.; Office housing several Ameriprise financial advisors.; 13890 Bishops DriveSuite 200Brookfield, WI 53005, ,; Not Investment-Related; 02/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Mike McCoy Ministries; Board Member; 2224 Cotton Gin RowJefferson, GA 30549, ,; ; 12/15/2011; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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