Douglas Allen Shrieve

Current Employers

Employment History

• 08/2003 → Present
  Lpl Financial, Llc
  Fishers, IN
• 02/2012 → Present
  Gimbal Financial Llc
  Fishers, IN

Previous Registrations

• 2003-08-05 → 2015-11-02
  Lpl Financial Llc
  Fishers, IN
  Carmel, IN
• 2001-05-10 → 2003-08-13
  A. G. Edwards & Sons, Inc.
  Indianapolis, IN

Other Businesses

1. 9/18/2012: OTHER-AUTHOR - KEITH TYNER, C6TA AND OSJ OF OUR BRANCH #9782, WROTE A BOOK TITLED "FINANCIAL SURVIVORS". THE BOOK HAS BEEN COMPLIANCE APPROVED AND HAS BEEN PUBLISHED. OUR OFFICE WILL SELL THE BOOK TO BUYERS IN THE MARKETPLACE. - NOT INVESTMENT RELATED - TIME SPENT 1% - FISHERS, IN. 2. 9/18/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GIMBAL FINANCIAL - INVESTMENT RELATED - TIME SPENT 100% - FISHERS, IN. 3. 9/19/2012: REGISTERED INVESTMENT ADVISOR - GIMBAL FINANCIAL, LLC - (HYBRID) PROVIDES FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - INVESTMENT RELATED - TIME SPENT 100% - FISHERS, IN. 4. 1/23/2014: NON-VARIABLE INSURANCE - GIMBAL FINANCIAL - SELLING LIFE INSURANCE THROUGH RUSHING FINANCIAL. - INVESTMENT RELATED - TIME SPENT 1% - FISHERS, IN. 5. 5/11/2021 - Gimbal Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 01/01/2021 - 40 Hours Per Month/33 Hours During Securities Trading - I provide investment advisory services through Gimbal Financial, independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-26
• S63 Uniform Securities Agent State Law Examination
  1999-05-13