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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-08-18 |
Branch Locations
15145 Woodlawn Avenue, Suite 100, Tustin, CA 92780 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 08/2009 | Present |
(1) WRITER/PRODUCER POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 8 START DATE: 01/15/2003 ADDRESS: 625 Avenida Vaquero, San Clemente CA 92673, United States DESCRIPTION: FREELANCE WRITER AND PRODUCER OF FICTION/NON FICTION INCLUDING FILM AND STAGE, INSTRUCTIONAL MATERIALS, AND ONLINE INSTRUCTION.. (2) BEACH CITIES KETCHUP CO. LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2011 ADDRESS: 625 Avenida Vaquero, San Clemente CA 92673, United States DESCRIPTION: 26.5% OWNER OF BEACH CITIES KETCHUP CO. LLC MANUFACTURING AND SALES OF CONDIMENTS. (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2009 ADDRESS: 625 Avenida Vaquero, San Clemente CA 92673, United States DESCRIPTION: CA INSURANCE AGENT OFFERING SALES OF VARIOUS TYPES OF INSUARANCE PRODUCTS. (4) DOUGLAS SHANER POSITION: Independent Contractor NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2022 ADDRESS: 625 Avenida Vaquero, 625 Avenida Vaquero, San Clemente CA 92673-2904, United States DESCRIPTION: Analyzing and coaching one-on-one students writing screenplay adaptations for film or TV from biographies, books and other creative works. Both fiction and non-fiction.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-20 |
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