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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED | 2025-07-02 |
Branch Locations
1140 Avenue Of The Americas 3Rd Floor, New York, NY 10036 • United States
400 N. Roxbury Dr. 2Nd Floor, Beverly Hills, CA 90210 • United States
Van Nuys, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alhondra'S Hot Wings | Pasadena | CA | 02/2016 | 09/2016 |
| Axa-Advisors, Llc | New York | NY | 09/2016 | 10/2018 |
| Rbc Capital Markets, Llc. | Rolling Hills | CA | 10/2018 | 11/2022 |
| Wealth Enhacement Advisory Services | Los Angeles | CA | 11/2022 | 06/2025 |
| Wealth Enhancement Group | Los Angeles | CA | 11/2022 | 06/2025 |
| Wealth Enhancement Brokerage Services | Los Angeles | CA | 11/2022 | 06/2025 |
| City National Securities, Inc. | Beverly Hills | CA | 06/2025 | Present |
(1) Name of Business/Entity: Elijah Cookey, Self-Published Author Address: Personal Residence Business is Not Investment Related: Business Description: Author of self published fiction Capacity: Owner - Active, Other State Date: 03/04/2018 Duties: Write and market work. Hours Devoted Per Month: 10 Hours Devoted During Securities Hours Per Month: 0 (2) Name of Business/Entity: Seventh Story Creative Address: Personal Residence Business is Not Investment Related Business Description: Develop and promote a mobile application game called Ribbon, a simple puzzle math game Capacity: General Partner State Date: 10/18/2023 Hours Devoted Per Month: 10 Hours Devoted During Securities Hours Per Month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
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