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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| CT | RA | APPROVED | 2025-11-18 |
Branch Locations
1481 Pleasant Valley Road, Manchester, CT 06042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Capital Corporation | Wilbraham | MA | 09/2018 | 03/2019 |
| Gaudreau Wealth New England | Wilbraham | MA | 08/2016 | 03/2019 |
| United Capital Financial Advisors, Llc | Iriving | TX | 03/2019 | 09/2024 |
| Commonwealth Financial Network | Waltham | MA | 09/2024 | 11/2025 |
| Innovative Wealth Managers | Suffield | CT | 09/2024 | 11/2025 |
| Integrated Wealth Concepts Llc | Waltham | MA | 11/2025 | Present |
1. Owner of Woods Hollow Leather Co., a personal merchandise company. Activity will take place from West Suffield, CT. Organization is not primarily engaged in investment-related activity. Start date was January 1, 2014. Eight hours per month. Duties include the general management of the business. 2. Real Estate Agent Licensed at Haddock Real Estate, a real estate agency. Activity will take place from West Suffield, CT. Organization is engaged in private real estate investment-related activity. Start date was February 1, 2022. Twelve hours per month. Duties include buying and selling real estate for personal use. 3. 11/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: COBURN FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 11/18/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 4. 11/2025 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-30 |
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