Charles Johnston

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-07-12
NJ	RA	APPROVED	2023-07-11

NY RA
APPROVED

Since 2023-07-12
NJ RA
APPROVED

Since 2023-07-11

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs International Inc.	New York	NY	07/2006	06/2023
Morgan Stanley	New York	NY	06/2023	Present

07/2006 → 06/2023

Ubs International Inc.

New York, NY
06/2023 → Present

Morgan Stanley

New York, NY

Previous Registrations

2009-05-13 → 2023-06-20

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-12

S66 Uniform Combined State Law Examination

2009-05-12

Other Names

Charles Neil Johnston

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

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LEEDS EQUITY PARTNERS

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STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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