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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-20 |
Branch Locations
Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States
Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Private Bank Inc. | New York | NY | 04/2016 | 07/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 04/2016 | 07/2018 |
| Santander Bank, Na | Boston | MA | 06/2019 | 07/2021 |
| Santander Securities, Llc | Dorchester | MA | 06/2019 | 07/2021 |
| Unemployed | Woodcliff Lake | NJ | 07/2018 | 06/2019 |
| Citigroup | New York | NY | 11/2021 | Present |
| Unemployed | Woodcliff Lake | NJ | 07/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-30 |
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