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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-09-20
NY RA APPROVED 2021-08-26
  • IA RA
    APPROVED
    Since 2021-09-20
  • NY RA
    APPROVED
    Since 2021-08-26

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue - 02, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 12/2013 09/2020
Ucap Securities New York NY 09/2020 10/2020
Ucap Asset Management New York NY 09/2020 10/2020
Unemployed Greenwich CT 11/2020 05/2021
Uber Technologies Inc San Francisco CA 05/2021 06/2021
Citigroup Global Markets Inc White Plains NY 06/2021 Present
  • 12/2013 → 09/2020
    Ubs
    New York, NY
  • 09/2020 → 10/2020
    Ucap Securities
    New York, NY
  • 09/2020 → 10/2020
    Ucap Asset Management
    New York, NY
  • 11/2020 → 05/2021
    Unemployed
    Greenwich, CT
  • 05/2021 → 06/2021
    Uber Technologies Inc
    San Francisco, CA
  • 06/2021 → Present
    White Plains, NY
Previous Registrations
Other Businesses

Uber Technologies Inc / 1455 Market Street, Suite 400 4th Floor San Francisco 94103,California 94103 / Other/ Drive Uber Transport / Taxi driver services / Other / Uber Driver / Provide taxi services to Uber clients / Start Date 11/10/2017/43049 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-21
  • S66 Uniform Combined State Law Examination
    2006-10-21

View on SEC IAPD

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