John Joseph Flood

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-07-03
TX	RA	APPROVED_RES	2022-09-19

Branch Locations

8636 Olive Blvd, Saint Louis,, MO 63132 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade Investment Management	Saint Louis	MO	06/2015	03/2018
Td Ameritrade, Inc.	St. Louis	MO	02/2018	03/2018
Mutual Securities, Inc.	St. Louis	MO	03/2020	10/2020
Mutual Advisors, Llc.	St. Louis	MO	03/2020	10/2020
J.P. Morgan Securities, Llc	Estero	FL	10/2020	Present
J.P. Morgan Chase Bank, N.A.	Estero	FL	10/2020	Present
Nxt Step Consulting, Llc	St. Louis	MO	09/2018	02/2021
Unemployed	St. Louis	MO	04/2018	08/2018
Td Ameritrade Investment Management, Llc	St. Louis	MO	03/2018	03/2018
Scottrade, Inc.	St. Louis	MO	06/2015	02/2018

2020-03-27 → 2020-10-09

Mutual Advisors, Llc

Clayton, MO
2018-03-15 → 2018-03-29

Td Ameritrade, Inc.

St. Louis, MO
2018-03-16 → 2018-03-29

Td Ameritrade Investment Management, Llc

St. Louis, MO
2016-03-14 → 2018-03-24

Scottrade Investment Management

Saint Louis, MO
2012-08-13 → 2015-06-11

Wells Fargo Clearing Services, Llc

St. Louis, MO

St. Louis, MO
2009-04-23 → 2012-02-14

Td Ameritrade, Inc.

St Louis, MO
2009-04-23 → 2012-02-14

Td Ameritrade Investment Management, Llc

St. Lous, MO
1995-10-31 → 2008-11-24

Strategic Advisers Llc

St. Louis, MO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-28
S63	Uniform Securities Agent State Law Examination	1986-10-07

Other Firms