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2321 Rosecrans Avenue Suite 4200, El Segundo, CA 90245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-20 |
Branch Locations
2321 Rosecrans Avenue Suite 4200, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Poplar Forest Capital Llc | Pasadena | CA | 11/2020 | 03/2021 |
| Mandeville Advisors Llc | Los Angeles | CA | 11/2019 | Present |
| Nwq Investment Management Company, Llc | Los Angeles | CA | 08/2007 | 08/2019 |
| Kotak Mahindra Inc. | Los Angeles | CA | 07/2021 | 05/2022 |
| Foreside Fund Services, Llc | Chicago | IL | 08/2024 | 01/2026 |
| North Square Investments Llc | Chicago | IL | 05/2024 | 01/2026 |
| The Leaders Group Inc: Dba Simplicity Investments | Summit | NJ | 01/2026 | 01/2026 |
| Granite Investment Partners | El Segundo | CA | 06/2026 | Present |
1.) Wine Press Vineyard/Sevan Company - 01/2021 - 511 North 7th Street, Fowler, CA 93625 -Advisor, advise family on various business matters - Not investment related - Family Office - 10 hrs/mo; 5hrs/mo (during trading hours). 2.) Century City Chamber of Commerce -01/1999 - 2029 Century Park East, Ste 4392, LA, CA 90067 - Board of Directors, support and develop membership - Not investment related - Membership Organization - 2hrs/mo; 2 hrs/mo (during trading hours). 3.) The World Innovation Network - 01/2018 - N/A - Board of Advisors, support and develop membership and group convenings - Notinvestment related - Membership Organization - 2 hrs/mo; 2 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-30 |
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