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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2025-05-08 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4370 La Jolla Village Drive Suite 640, San Diego, CA 92122 • United States
4370 La Jolla Village Drive Ste 640, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | La Jolla | CA | 08/2012 | 05/2025 |
| City National Bank | La Jolla | CA | 07/2019 | 08/2021 |
| Lpl Financial Llc | La Jolla | CA | 05/2025 | Present |
1. 05/02/2025- Real Estate Rental- CA 91942- Inv Rel- Start Date 10/20/1998 2. 05/02/2025- Arv Private Wealth- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 05/02/2025-Rental Property- Real Estate Rental-CA 91942- Inv Rel- Start Date 04/25/2014 4. 05/02/2025- Forseti Enterprises LLC- Business Entity For Tax/Investment Purposes Only- CA 92122- Start Date 04/03/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-21 |
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