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Andrew Monty Cunningham

Stifel, Nicolaus & Company, Incorporated

San Diego, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-11
CA RA APPROVED 2020-10-30
  • TX RA
    APPROVED_RES
    Since 2021-05-11
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 10/2020
Stifel Nicolaus & Co Inc Rancho Bernardo CA 10/2020 Present
  • 01/2015 → 10/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2020 → Present
    Stifel Nicolaus & Co Inc
    Rancho Bernardo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-03
S63 Uniform Securities Agent State Law Examination 1987-04-22
  • S65 Uniform Investment Adviser Law Examination
    1992-12-03
  • S63 Uniform Securities Agent State Law Examination
    1987-04-22

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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