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Michael Henry Holter

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Centennial, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-10-12
  • CO RA
    APPROVED
    Since 2012-10-12

Branch Locations

1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 02/2008 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 02/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-10
S63 Uniform Securities Agent State Law Examination 1985-10-15
  • S66 Uniform Combined State Law Examination
    2012-10-10
  • S63 Uniform Securities Agent State Law Examination
    1985-10-15

View on SEC IAPD

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