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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-10 |
| NJ | RA | APPROVED | 2015-03-30 |
Branch Locations
20 Linden Place, Red Bank, NJ 07701 • United States
Red Bank, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Red Bank | NJ | 03/2010 | Present |
1 . *376997 - Rental property ; Investment related Yes; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: Nil; After business hours: Nil
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-14 |
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