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James Vanderkelen

Dcm Advisors, LLC

New York, NY

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Current Employers
Dcm Advisors, Llc

33 Whitehall Street 11Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
NJ RA APPROVED 2025-04-01
NY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-04-01
  • NJ RA
    APPROVED
    Since 2025-04-01
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

33 Whitehall Street 11Th Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Myself Midland MI 05/2020 03/2021
Grand Valley State University Grand Rapids MI 08/2015 04/2021
Midland Community Center Midland MI 01/2010 01/2017
Securitas Midland MI 05/2017 12/2017
Chimera Securities Llc New York NY 05/2021 10/2021
Morgan Stanley New York NY 01/2022 04/2024
T3 Trading Group, Llc New York NY 04/2024 04/2024
Dinosaur Financial Group Llc New York NY 02/2025 Present
Dcm Advisors Llc New York NY 11/2024 Present
Baruch Online School New York NY 04/2024 11/2024
  • 05/2020 → 03/2021
    Myself
    Midland, MI
  • 08/2015 → 04/2021
    Grand Valley State University
    Grand Rapids, MI
  • 01/2010 → 01/2017
    Midland Community Center
    Midland, MI
  • 05/2017 → 12/2017
    Securitas
    Midland, MI
  • 05/2021 → 10/2021
    Chimera Securities Llc
    New York, NY
  • 01/2022 → 04/2024
    New York, NY
  • 04/2024 → 04/2024
    T3 Trading Group, Llc
    New York, NY
  • 02/2025 → Present
    Dinosaur Financial Group Llc
    New York, NY
  • 11/2024 → Present
    New York, NY
  • 04/2024 → 11/2024
    Baruch Online School
    New York, NY
Previous Registrations
  • 2022-07-28 → 2024-04-08
    Purchase, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-28
S63 Uniform Securities Agent State Law Examination 2022-03-19
  • S65 Uniform Investment Adviser Law Examination
    2022-07-28
  • S63 Uniform Securities Agent State Law Examination
    2022-03-19
Other Names
  • James B Vanderkelen

View on SEC IAPD

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