Nicholas Gao

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-27
TX	RA	APPROVED	2021-03-11
CT	RA	APPROVED	2021-01-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	New York	NY	08/2020	Present
Highbridge Capital Management	New York	NY	09/2018	08/2020
Unemployed	Holbrook	NY	06/2018	09/2018
The Cooper Union For The Advancement Of Science And Art	New York	NY	08/2014	05/2018
Societe Generale	New York	NY	06/2017	08/2017
Grace Church School	New York	NY	09/2016	06/2018
Tradingscreen	New York	NY	06/2016	09/2016

08/2020 → Present

Morgan Stanley

New York, NY
09/2018 → 08/2020

Highbridge Capital Management

New York, NY
06/2018 → 09/2018

Unemployed

Holbrook, NY
08/2014 → 05/2018

The Cooper Union For The Advancement Of Science And Art

New York, NY
06/2017 → 08/2017

Societe Generale

New York, NY
09/2016 → 06/2018

Grace Church School

New York, NY
06/2016 → 09/2016

Tradingscreen

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-23

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