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Michelle M Moss

New Harbor Financial Group, LLC

Worcester, MA

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Current Employers
New Harbor Financial Group, Llc

146 Main Street Suite 302, Worcester, MA 01608 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-06-05
MA RA APPROVED 2023-02-15
  • NH RA
    APPROVED
    Since 2024-06-05
  • MA RA
    APPROVED
    Since 2023-02-15

Branch Locations

146 Main Street Suite 302, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taconic Advisors Inc Saugerties NY 06/2020 01/2023
Third Eye Associates Red Hook NY 05/2018 06/2020
Information Clearinghouse Inc Hauppauge NY 10/2017 05/2018
Southern Methodist University Dallas TX 08/2015 08/2016
3 Part-Time Jobs (Transitioning Back To Ny State) Various TX 08/2016 09/2017
New Harbor Financial Group, Llc Worcester MA 01/2023 Present
  • 06/2020 → 01/2023
    Taconic Advisors Inc
    Saugerties, NY
  • 05/2018 → 06/2020
    Third Eye Associates
    Red Hook, NY
  • 10/2017 → 05/2018
    Information Clearinghouse Inc
    Hauppauge, NY
  • 08/2015 → 08/2016
    Southern Methodist University
    Dallas, TX
  • 08/2016 → 09/2017
    3 Part-Time Jobs (Transitioning Back To Ny State)
    Various, TX
  • 01/2023 → Present
    New Harbor Financial Group, Llc
    Worcester, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-08
  • S65 Uniform Investment Adviser Law Examination
    2020-10-08
Designations
Other Names
  • Michelle M. Gaye
  • Michelle Moss
  • Michelle M Gaye

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
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