Michael Louis Moreno

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 07/2021
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 07/2018 → 10/2020
  Willis Towers Watson
  Scottsdale, AZ
• 05/2017 → 06/2018
  Banner Health
  Mesa, AZ
• 04/2015 → 05/2017
  Banner Health
  Greeley, CO
• 09/2014 → 05/2017
  Anytime Fitness
  Greeley, CO
• 09/2017 → 11/2017
  Anytime Fitness
  Phoenix, AZ
• 11/2020 → 05/2021
  Self-Employed
  Phoenix, AZ
• 06/2017 → 06/2018
  Self-Employed
  Phoenix, AZ
• 07/2021 → 04/2026
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2021 → 04/2026
  Vanguard Marketing Corporation
  Charlotte, NC
• 12/2023 → 04/2026
  Vanguard Advisers, Inc.
  Charlotte, NC
• 04/2026 → Present
  Captrust
  Raleigh, NC
• 04/2026 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2023-12-04 → 2026-05-04
  Vanguard Advisers, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER,INVESTMENT-RELATED, ADDRESS: ROCK HILL, SC, NATURE OF BUSINESS: LIMITED AGENT, POSITION: LIMITED AGENT, START DATE: 01/2021, APPROXIMATE HOURS/MONTH: 0, HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: FIDUCIARY

Exams

• S66 Uniform Combined State Law Examination
  2023-11-30
• S63 Uniform Securities Agent State Law Examination
  2020-12-16

Other Names

• Mike Moreno
• Michael Louis Moreno