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Nicole Santaroni

Capital Group Private Client Services, Inc.

New York , NY

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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-14
NV RA APPROVED 2026-08-14
CA RA APPROVED 2026-08-13
NY RA APPROVED 2026-08-13
TX RA APPROVED 2026-08-13
  • IL RA
    APPROVED
    Since 2026-08-14
  • NV RA
    APPROVED
    Since 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-13
  • NY RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13

Branch Locations

399 Park Avenue, 34Th Floor, New York , NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Oneonta Oneonta NY 08/2016 05/2020
Chico's Fas Mt. Kisco NY 05/2018 05/2020
Suny Oneonta Oneonta NY 08/2018 05/2020
Fidelity Investments/ Fidelity Brokerage Services, Llc New York NY 06/2020 06/2026
Capital Group / Capital Group Private Client Services, Inc. New York NY 07/2026 Present
  • 08/2016 → 05/2020
    Suny Oneonta
    Oneonta, NY
  • 05/2018 → 05/2020
    Chico's Fas
    Mt. Kisco, NY
  • 08/2018 → 05/2020
    Suny Oneonta
    Oneonta, NY
  • 06/2020 → 06/2026
    Fidelity Investments/ Fidelity Brokerage Services, Llc
    New York , NY
  • 07/2026 → Present
    Capital Group / Capital Group Private Client Services, Inc.
    New York , NY
Previous Registrations
  • 2025-03-31 → 2026-07-06
    Strategic Advisers Llc
    Carmel, NY
    New York, NY
    New York, NY
    Boston, MA
  • 2023-11-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-28
S63 Uniform Securities Agent State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-28
  • S63 Uniform Securities Agent State Law Examination
    2020-10-30

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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