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Syedmuhammad Ali

Hsbc Securities (Usa) Inc.

New Hyde Park, NY

CRD 7189592

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-06-04
CT RA APPROVED 2025-02-07
NJ RA APPROVED 2025-02-06
NY RA APPROVED 2025-02-06
  • NM RA
    APPROVED
    Since 2025-06-04
  • CT RA
    APPROVED
    Since 2025-02-07
  • NJ RA
    APPROVED
    Since 2025-02-06
  • NY RA
    APPROVED
    Since 2025-02-06

Branch Locations

1572 Union Tpke, New Hyde Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Islip NY 10/2019 06/2021
Bank Of America, N.A. Islip NY 10/2019 06/2021
Bank Of America South Farmingdale NY 02/2016 08/2016
People's United Bank Lake Ronkonkoma NY 08/2016 10/2019
Sufollk County Community College Selden NY 09/2011 09/2017
Farmingdale State College Farmingdale NY 09/2017 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Islip NY 11/2021 06/2022
Unemployed Mastic NY 06/2021 11/2021
Citigroup New York NY 07/2022 01/2025
Hsbc Bank Usa, N.A. New Hyde Park NY 01/2025 Present
Hsbc Securities (Usa) Inc New Hyde Park NY 02/2025 Present
  • 10/2019 → 06/2021
    Islip, NY
  • 10/2019 → 06/2021
    Bank Of America, N.A.
    Islip, NY
  • 02/2016 → 08/2016
    Bank Of America
    South Farmingdale, NY
  • 08/2016 → 10/2019
    People's United Bank
    Lake Ronkonkoma, NY
  • 09/2011 → 09/2017
    Sufollk County Community College
    Selden, NY
  • 09/2017 → 06/2019
    Farmingdale State College
    Farmingdale, NY
  • 11/2021 → 06/2022
    Islip, NY
  • 06/2021 → 11/2021
    Unemployed
    Mastic, NY
  • 07/2022 → 01/2025
    Citigroup
    New York, NY
  • 01/2025 → Present
    Hsbc Bank Usa, N.A.
    New Hyde Park, NY
  • 02/2025 → Present
    New Hyde Park, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-27
  • S66 Uniform Combined State Law Examination
    2021-07-27
Other Names
  • Syed Muhammad Hammad Ali
  • Syed Muhammad Hammad Ali
  • Syedmuhammad Ali
  • Syed Muhammad Ali

View on SEC IAPD

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