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Rebecca M Grimm

J.P. Morgan Securities LLC

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
OH RA APPROVED 2022-11-22
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • OH RA
    APPROVED
    Since 2022-11-22

Branch Locations

3401 Morse Crossing, Columbus, OH 43219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 07/2012 08/2020
Nationwide Financial Columbus OH 08/2011 08/2020
J.P. Morgan Securities Llc Westerville OH 02/2021 Present
Unemployed Columbus OH 09/2020 01/2021
Jpmorgan Chase Bank, N.A. Westerville OH 02/2021 Present
  • 07/2012 → 08/2020
    Nationwide Investment Services Corporation
    Columbus, OH
  • 08/2011 → 08/2020
    Nationwide Financial
    Columbus, OH
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
  • 09/2020 → 01/2021
    Unemployed
    Columbus, OH
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 2021-04-16
  • S66 Uniform Combined State Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    2021-04-16
Other Names
  • Rebecca Marie Grimm

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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