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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED | 2023-12-21 |
| IL | RA | APPROVED | 2019-01-03 |
| WI | RA | APPROVED | 2018-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Fund Services | Milwaukee | WI | 11/2017 | 10/2018 |
| J.P. Morgan Securities Llc | New York | NY | 10/2018 | Present |
| Ameriprise Financial Services, Inc. | Oshkosh | WI | 05/2012 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-28 |
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