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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Fort Worth | TX | 07/2018 | 10/2019 |
| Charles Schwab | Fort Worth | TX | 08/2017 | 07/2018 |
| J.P. Morgan Securities Llc | Plano | TX | 03/2020 | 01/2022 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 03/2020 | 01/2022 |
| Unemployed | North Richland Hills | TX | 10/2019 | 03/2020 |
| C. Patt Enterprises Llc | Hurst | TX | 08/2020 | Present |
| The Vanguard Group, Inc. | Malvern | PA | 01/2022 | 05/2022 |
| Td Ameritrade | Fort Worth | TX | 04/2016 | 08/2017 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: C. Patt Enterprises LLC INVESTMENT RELATED ADDRESS: Hurst, TX 76054 NATURE OF BUSINESS: Rental Property and Music POSITION: Owner START DATE: Aug 2020 APPROX. HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: This LLC will be used for me to buy rental properties in the future. I will also in the future use this LLC to sell music online. The LLC was established in Aug of 2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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