Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

American Fork, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 06/2015 12/2017
E*Trade Capital Management Llc Sandy UT 06/2015 12/2017
E*Trade Securities Llc Sandy UT 12/2017 05/2021
E*Trade Capital Management Llc Sandy UT 12/2017 05/2021
E*Trade Securities Llc Sandy UT 05/2021 Present
E*Trade Capital Management Llc Sandy UT 05/2021 Present
Morgan Stanley Sandy UT 10/2022 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 06/2015 → 12/2017
    E*Trade Securities Llc
    Sandy, UT
  • 06/2015 → 12/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 12/2017 → 05/2021
    E*Trade Securities Llc
    Sandy, UT
  • 12/2017 → 05/2021
    E*Trade Capital Management Llc
    Sandy, UT
  • 05/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 05/2021 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 10/2022 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
Previous Registrations
  • 2015-10-13 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Other Businesses

1. Name of the business -Utah High School Cycling League 2. Is the business investment-related - No 3. Address of the other business - 758 S. Auto Mall Drive, Unit #3, American Fork, Utah 84003 4. Nature of the other business -Timing official for High school Bike Races 5. Position/Title - Timing Official 6. Start date of your relationship - 8/1/2016 7. Approximate number of hours/month devoted to the other business - 40 8. Number of hours devoted during securities trading hours - 0 9. Duties relating to other Business: Time Races on Saturdays from August - October. I also maintain timing systems year round. *543427 - National Interscholastic Cycling Association; Investment related No; Orinda, California; Recreation, Education; Consultant (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 3; Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2015-09-16
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Stephen Cleve Campbell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sandy, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor