Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
American Fork, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2015 | 12/2017 |
| E*Trade Capital Management Llc | Sandy | UT | 06/2015 | 12/2017 |
| E*Trade Securities Llc | Sandy | UT | 12/2017 | 05/2021 |
| E*Trade Capital Management Llc | Sandy | UT | 12/2017 | 05/2021 |
| E*Trade Securities Llc | Sandy | UT | 05/2021 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 05/2021 | Present |
| Morgan Stanley | Sandy | UT | 10/2022 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. Name of the business -Utah High School Cycling League 2. Is the business investment-related - No 3. Address of the other business - 758 S. Auto Mall Drive, Unit #3, American Fork, Utah 84003 4. Nature of the other business -Timing official for High school Bike Races 5. Position/Title - Timing Official 6. Start date of your relationship - 8/1/2016 7. Approximate number of hours/month devoted to the other business - 40 8. Number of hours devoted during securities trading hours - 0 9. Duties relating to other Business: Time Races on Saturdays from August - October. I also maintain timing systems year round. *543427 - National Interscholastic Cycling Association; Investment related No; Orinda, California; Recreation, Education; Consultant (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 3; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
Reach out to this advisor