David Franklin Dodds

Current Employers

Employment History

• 06/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/1999 → Present
  Data Enterprises Inc
  Salt Lake City, UT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-07-28 → 2013-07-11
  Lpl Financial Llc
  Sandy, UT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 04/22/2013, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. HOBBS MANAGEMENT SERVICES, INC. DBA GOLD STONE LEASING, NOT INVESTMENT RELATED, 9500 S. 500 WEST SUITE 206, SANDY, UT 84070, EQUIPMENT LEASES, START 11/01/2013, 7HRS/WK (NON-TRADING HOURS), ASSIST WITH COLLECTING LEASE PAYMENTS; 3. NAME OF OTHER BUSINESS: DATA ENTERPRISES INC. DBA INTERMOUNTAIN PLAN ADMINISTRATORS INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/1999 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: EVP BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE AND FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FINANCIAL NETWORK, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-03
• S63 Uniform Securities Agent State Law Examination
  2002-02-15