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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-14 |
| TX | RA | APPROVED | 2024-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 06/2004 | 06/2018 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 12/2004 | 06/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2018 |
| Royal Alliance | South Jordan | UT | 06/2018 | 10/2021 |
| Vawdrey Wealth Management Group | Sandy | UT | 10/2021 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2021 | 05/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 05/2024 |
| Lpl Financial | Sandy | UT | 05/2024 | Present |
1)04/2024 - JLVAWDREY, LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Sandy, Utah / Start date 01/01/2022 - 160 Hrs per month - 90 % Time Spent 2) 04/2024 - Vawdrey Wealth Management Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 04/2024 - Non-Variable Insurance / Inv. Related / Sandy, Utah / Start date 06/01/2004 -10 hrs per month - 10 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-23 |
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