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Margaret Larkin Jones

LPl Enterprise, LLC

Rosemont, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Deerfield IL 11/2014 06/2016
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Northbrook IL 08/2016 10/2017
Unemployed Chicago IL 10/2017 07/2018
Massmutual Life Insurance Co Chicago IL 07/2018 09/2020
Mml Investors Services, Llc Chicago IL 07/2018 09/2020
Principal Life Insurance Company Hinsdale IL 09/2020 03/2021
Principal Securities Inc Hinsdale IL 09/2020 03/2021
Pruco Securities Llc Rosemont IL 01/2023 11/2024
Hunken Ewing Financial Chicago IL 07/2022 01/2023
Unemployed Hinsdale IL 03/2021 07/2022
The Prudential Insurance Company Of America Rosemont IL 03/2023 Present
Lpl Enterprise, Llc Rosemont IL 11/2024 Present
  • 11/2014 → 06/2016
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
  • 08/2016 → 10/2017
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    Northbrook, IL
  • 10/2017 → 07/2018
    Unemployed
    Chicago, IL
  • 07/2018 → 09/2020
    Massmutual Life Insurance Co
    Chicago, IL
  • 07/2018 → 09/2020
    Chicago, IL
  • 09/2020 → 03/2021
    Principal Life Insurance Company
    Hinsdale, IL
  • 09/2020 → 03/2021
    Hinsdale, IL
  • 01/2023 → 11/2024
    Rosemont, IL
  • 07/2022 → 01/2023
    Hunken Ewing Financial
    Chicago, IL
  • 03/2021 → 07/2022
    Unemployed
    Hinsdale, IL
  • 03/2023 → Present
    The Prudential Insurance Company Of America
    Rosemont, IL
  • 11/2024 → Present
    Rosemont, IL
Previous Registrations
Other Businesses

GUARDIAN FOR KATHLEEN FLYNN POSITION: Legal Guardian NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/23/2023 ADDRESS: 741 West Maple, Hinsdale IL 50521, United States DESCRIPTION: Pay kathy's bills, Balance her accounts, follow her investments, meet with her doctors, sell her home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-21
S63 Uniform Securities Agent State Law Examination 2011-10-20
  • S66 Uniform Combined State Law Examination
    2014-05-21
  • S63 Uniform Securities Agent State Law Examination
    2011-10-20
Other Names
  • Peggy Larkin Jones
  • Margaret Jones
  • Peggy Jones
  • Margaret A Larkin
  • Margaret L Jones
  • Margaret Larkin Jones

View on SEC IAPD

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