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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Deerfield | IL | 11/2014 | 06/2016 |
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Northbrook | IL | 08/2016 | 10/2017 |
| Unemployed | Chicago | IL | 10/2017 | 07/2018 |
| Massmutual Life Insurance Co | Chicago | IL | 07/2018 | 09/2020 |
| Mml Investors Services, Llc | Chicago | IL | 07/2018 | 09/2020 |
| Principal Life Insurance Company | Hinsdale | IL | 09/2020 | 03/2021 |
| Principal Securities Inc | Hinsdale | IL | 09/2020 | 03/2021 |
| Pruco Securities Llc | Rosemont | IL | 01/2023 | 11/2024 |
| Hunken Ewing Financial | Chicago | IL | 07/2022 | 01/2023 |
| Unemployed | Hinsdale | IL | 03/2021 | 07/2022 |
| The Prudential Insurance Company Of America | Rosemont | IL | 03/2023 | Present |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
GUARDIAN FOR KATHLEEN FLYNN POSITION: Legal Guardian NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/23/2023 ADDRESS: 741 West Maple, Hinsdale IL 50521, United States DESCRIPTION: Pay kathy's bills, Balance her accounts, follow her investments, meet with her doctors, sell her home
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-20 |
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