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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-02 |
Branch Locations
9450 W. Bryn Mawr Ave. Ste 300, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Lisle | IL | 09/2012 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Lisle | IL | 01/2013 | 08/2019 |
| Fifth Third Bank | Oak Brook | IL | 08/2019 | 12/2023 |
| Fifth Third Securities | Oak Brook | IL | 08/2019 | 12/2023 |
| Lpl Financial Llc | Rosemont | IL | 07/2024 | Present |
| Signature Bank | Rosemont | IL | 07/2024 | Present |
| Unemployed | Downers Grove | IL | 12/2023 | 07/2024 |
1) 07/17/2024 - Signature Chicago Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
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