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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-13
IL RA APPROVED 2020-10-26
  • TX RA
    APPROVED_RES
    Since 2024-03-13
  • IL RA
    APPROVED
    Since 2020-10-26

Branch Locations

609 S Access Rd Aa Cargo Bldg, Chicago, IL 60666 • United States

Ohare Airp Term 3, Conc G-15, Chicago, IL 60666 • United States

Ohare Intl Airp Term 3 Ramp, Chicago, IL 60666 • United States

9600 W Bryn Mawr Ave., Ste 150, Rosemount, IL 60018 • United States

14050 Faa Blvd, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Faith Institute For Family Training Bellwood IL 04/2013 12/2017
Lpl Financial Llc Naperville IL 12/2013 08/2018
Highpoint Planning Partners Naperville IL 12/2013 08/2018
Valic Financial Advisors, Inc. Chicago IL 08/2018 08/2018
American Airlines Federal Cu Rosemont IL 09/2018 Present
Cetera Investment Services Llc St Cloud MN 09/2018 10/2020
Cetera Investment Advisers Llc Rosemont IL 09/2018 10/2020
Lpl Financial Llc Rosemont IL 10/2020 Present
  • 04/2013 → 12/2017
    Faith Institute For Family Training
    Bellwood, IL
  • 12/2013 → 08/2018
    Naperville, IL
  • 12/2013 → 08/2018
    Highpoint Planning Partners
    Naperville, IL
  • 08/2018 → 08/2018
    Chicago, IL
  • 09/2018 → Present
    American Airlines Federal Cu
    Rosemont, IL
  • 09/2018 → 10/2020
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2018 → 10/2020
    Rosemont, IL
  • 10/2020 → Present
    Rosemont, IL
Previous Registrations
  • 2018-09-05 → 2020-10-21
    Rosemont, IL
  • 2013-12-11 → 2018-09-14
    Highpoint Planning Partners
    Downers Grove, IL
  • 2018-08-21 → 2018-08-31
    Chicago, IL
  • 2012-10-01 → 2013-12-10
    Schaumburg, IL
    Schaumburg, IL
  • 2008-03-19 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Oak Park, IL
    Schaumburg, IL
    Chicago, IL
    Elk Grove Village, IL
    Schaumburg, IL
  • 2006-02-09 → 2008-01-28
    Naperville, IL
    Naperville, IL
Other Businesses

1)08/05/2020 - Flagship Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 2) 03/20/2026-Allen Investment Group, LLC-Owner-Real Estate Rental-Not inv related-At Las Vegas, NV-Start date 10/14/2025-10hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-16
  • S66 Uniform Combined State Law Examination
    2003-07-16
Other Names
  • Duran Fabre Allen
  • Duran Allen
  • Allen F Duran

View on SEC IAPD

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