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Roger Suchy

Fifth Third Securities, Inc.

Rosemont, IL

Northbrook, IL

Northbrook, IL

Glenview, IL

Rosemont, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-04-06
IL RA APPROVED 2020-06-03
  • IN RA
    APPROVED
    Since 2021-04-06
  • IL RA
    APPROVED
    Since 2020-06-03

Branch Locations

6111 N River Road, Rosemont, IL 60018 • United States

1300 Meadow Road, Northbrook, IL 60062 • United States

240 Skokie Blvd., Northbrook, IL 60062 • United States

2823 Pfingsten Rd, Glenview, IL 60026 • United States

7150 Mannheim Rd., Rosemont, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc San Antonio TX 02/2015 03/2017
Associated Investment Services, Inc. Green Bay WI 03/2017 05/2020
Fifth Third Bank Northbrook IL 06/2020 Present
Fifth Third Securities Northbrook IL 06/2020 Present
  • 02/2015 → 03/2017
    Investment Professionals, Inc
    San Antonio, TX
  • 03/2017 → 05/2020
    Associated Investment Services, Inc.
    Green Bay, WI
  • 06/2020 → Present
    Fifth Third Bank
    Northbrook, IL
  • 06/2020 → Present
    Fifth Third Securities
    Northbrook, IL
Previous Registrations
  • 2017-03-27 → 2020-06-05
    Associated Investment Services, Inc.
    Aurora, IL
    Richmond, IL
    Carpentersville, IL
    Bartlett, IL
    Crystal Lake, IL
    Elgin, IL
    Eau Claire, WI
    Menomonie, WI
    Eau Claire, WI
    Stanley, WI
    Saint Croix Falls, WI
    Eau Claire, WI
    Eau Claire, WI
    Chippewa Falls, WI
    Bloomer, WI
    Rice Lake, WI
    Spooner, WI
    Superior, WI
    Clear Lake, WI
  • 2015-02-23 → 2017-03-20
    Investment Professionals, Inc.
    Downers Grove, IL
    San Antonio, TX
    Norridge, IL
    Wheaton, IL
    Chicago, IL
    Norridge, IL
    Chicago, IL
    Skokie, IL
  • 2014-01-15 → 2015-03-10
    Benjamin F. Edwards & Company, Inc.
    Wheaton, IL
    St. Louis, MO
  • 2010-04-13 → 2010-06-11
    Morgan Stanley
    Lisle, IL
  • 2008-05-05 → 2008-05-20
    Concordius Capital Advisors
    Glen Ellyn, IL
    St Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-03
S63 Uniform Securities Agent State Law Examination 2004-07-31
  • S65 Uniform Investment Adviser Law Examination
    2008-05-03
  • S63 Uniform Securities Agent State Law Examination
    2004-07-31
Other Names
  • Roger P Suchy
  • Roger P. Suchy
  • Roger Suchy

View on SEC IAPD

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LPL FINANCIAL LLC · ROSEMONT, IL
XXI WEALTH, LLC · CHICAGO, IL
KUHN & COMPANY INVESTMENT COUNSEL, LLC · CHICAGO, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Chicago, IL
XXI WEALTH, LLC · Chicago, IL
MEDIQUS ASSET ADVISORS, INC. · CHICAGO, IL

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