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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
MI RA APPROVED 2023-03-01
  • TX RA
    APPROVED
    Since 2023-04-05
  • MI RA
    APPROVED
    Since 2023-03-01

Branch Locations

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuebrger Berman Llc Chicago IL 05/2014 06/2016
Cowen And Company, Llc Birmingham MI 04/2019 06/2020
Neuebrger Berman Llc New York NY 07/2016 02/2019
Raymond James And Associates, Inc Dearborn MI 08/2021 03/2023
Unemployed Grosse Pointe Farms MI 06/2020 07/2021
Ubs Financial Services Inc Detroit MI 03/2023 Present
  • 05/2014 → 06/2016
    Neuebrger Berman Llc
    Chicago, IL
  • 04/2019 → 06/2020
    Cowen And Company, Llc
    Birmingham, MI
  • 07/2016 → 02/2019
    Neuebrger Berman Llc
    New York, NY
  • 08/2021 → 03/2023
    Raymond James And Associates, Inc
    Dearborn, MI
  • 06/2020 → 07/2021
    Unemployed
    Grosse Pointe Farms, MI
  • 03/2023 → Present
    Detroit, MI
Previous Registrations
Other Businesses

1)Detroit Historical Society,THE DETROIT HISTORICAL SOCIETY TELLS DETROIT'S STORIES AND WHY THEY MATTER THROUGH ITS EXHIBITS, PROGRAMS, OUTREACH, AND THE PRESERVATION AND DISSEMINATION OF ITS ARTIFACTS AND COLLECTIONS.MIUnited States,https://www.detroithistorical.org/,Act as a member of the Board of Trustees in charge of guiding the mission of the Detroit Historical Society. Serve the society by engaging in event planning and coordinated fund-raising efforts. Start date -1/1/2026 2)Grosse Pointe Farms Foundation,Founded in 1980, the Grosse Pointe Farms Foundation is an organization that aims to make the Grosse Pointe Farms community a truly exceptional place to live, work, and visit. Since its inception the Foundation has built, restored, or maintained some of Grosse Pointe's most endearing landmarks, enhancing both the utility and the aesthetic of the area.,MIUnited States,Act as a member of the Board of Trustees, which includes meeting quarterly to discuss ongoing projects in the city we hope/intend to fund. Also, we discuss fundraising activities including event-planning for ~3 events annually and letter-writing to residents of Grosse Pointe Farms to encourage activity related to the mission of the GPF Foundation.Start date -6/3/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-03
  • S66 Uniform Combined State Law Examination
    2014-09-03
Designations

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