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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-08
MI RA APPROVED 2021-05-11
ME RA APPROVED 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2021-11-08
  • MI RA
    APPROVED
    Since 2021-05-11
  • ME RA
    APPROVED
    Since 2021-05-03

Branch Locations

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Bloomfield Hills, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Detroit MI 01/2021 Present
Cohen & Company Detroit MI 06/2018 12/2020
General Trucking Warren MI 09/2017 04/2018
Amerisource Industrial Supply Detroit MI 09/2015 12/2016
Unemployed Bloomfield Hills MI 12/2016 09/2017
  • 01/2021 → Present
    Ubs Financial Services
    Detroit, MI
  • 06/2018 → 12/2020
    Cohen & Company
    Detroit, MI
  • 09/2017 → 04/2018
    General Trucking
    Warren, MI
  • 09/2015 → 12/2016
    Amerisource Industrial Supply
    Detroit, MI
  • 12/2016 → 09/2017
    Unemployed
    Bloomfield Hills, MI
Other Businesses

1) Company Name: Detroit Pistons Basketball Company The company is not investment related Address: 6201 2nd Ave, Detroit, MI 48202 Nature of the business: NBA (Professional Sports) Position: In-Game Statistics Crew Member Duties: Scoreboard | Game Clock | or Play-by-Play Statistics Start Date: 07/2007 - Present Relationship: Part-Time (Game Day Employee) Hours/Month: 0 - 20 depending on the season schedule Devoted hours during securities trading hours: 0 (Post-Work part-time) Hourly Salary is earned. 2) GoST Entertainment/ investment related?: Yes/ Bloomfield Hills, Michigan, 48304 US/Sole proprietorship/Proprietor / owner/List previously written original songs on streaming platforms/ START DATE: 3/1/2022/ time rewd during trading hours?: no 3) Name of Business: Detroit Athletic Club./ Address; 241 Madison Street DetroitMichigan United States 48226./ Investment Related: No./ Nature: Attend meetings for the Finance Committee./ Role: Member of a committee representing the interests of any third party./ Duty: Attend meetings for the Finance Committee of the DAC./ Start Date: 3/28/2023./ Hours Devoted: No./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2021-04-30
Other Names
  • David Paul Logan

View on SEC IAPD

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