Nolan M Rogow

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-08
MI	RA	APPROVED	2025-12-01
TX	RA	APPROVED	2025-12-01

NY RA
APPROVED

Since 2025-12-08
MI RA
APPROVED

Since 2025-12-01
TX RA
APPROVED

Since 2025-12-01

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	MI	01/2022	11/2025
Advanced Carrier Technologies	Waterford	MI	06/2021	11/2021
Student	West Bloomfield	MI	09/2009	06/2021
Morgan Stanley Private Bank, N.A	New York	NY	11/2022	11/2025
Ubs Financial Services Inc.	New York	NY	11/2025	Present

01/2022 → 11/2025

Morgan Stanley Smith Barney Llc

Birmingham, MI
06/2021 → 11/2021

Advanced Carrier Technologies

Waterford, MI
09/2009 → 06/2021

Student

West Bloomfield, MI
11/2022 → 11/2025

Morgan Stanley Private Bank, N.A

New York, NY
11/2025 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

2022-07-26 → 2025-12-02

Morgan Stanley

Birmingham, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-26

S66 Uniform Combined State Law Examination

2022-07-26

View on SEC IAPD

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