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Tejpal Singh Ahluwalia

Cannell & Spears LLC

New York, NY

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Current Employers
Cannell & Spears Llc

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-29
  • NY RA
    APPROVED
    Since 2021-07-29

Branch Locations

535 Madison Avenue 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tripath Media Llc Atlanta GA 01/2016 05/2016
Unemployed Atlanta GA 06/2016 11/2016
Stephens Inc. Chicago IL 12/2016 09/2017
Unemployed Chicago IL 09/2017 01/2018
Bank Of America Merrill Lynch Chicago IL 02/2018 04/2021
Spears Abacus Advisors Llc New York NY 04/2021 Present
  • 01/2016 → 05/2016
    Tripath Media Llc
    Atlanta, GA
  • 06/2016 → 11/2016
    Unemployed
    Atlanta, GA
  • 12/2016 → 09/2017
    Stephens Inc.
    Chicago, IL
  • 09/2017 → 01/2018
    Unemployed
    Chicago, IL
  • 02/2018 → 04/2021
    Bank Of America Merrill Lynch
    Chicago, IL
  • 04/2021 → Present
    Spears Abacus Advisors Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-01
S63 Uniform Securities Agent State Law Examination 2017-05-01
  • S66 Uniform Combined State Law Examination
    2018-05-01
  • S63 Uniform Securities Agent State Law Examination
    2017-05-01
Other Names
  • Tej Singh Ahluwalia
  • Tj Singh Ahluwalia
  • Tejpal Singh Ahluwalia
  • Tejpal Ahluwalia

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