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Eric Joseph Grimaldi

Odeon Capital Advisors LLC

New York, NY

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Current Employers
Odeon Capital Advisors Llc

750 Lexington Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-19
  • NY RA
    APPROVED
    Since 2023-07-19

Branch Locations

750 Lexington Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nomura Holding America New York NY 08/2015 04/2019
Nomura Securities International, Inc. New York NY 11/2018 04/2019
Unemployed New York NY 04/2019 11/2019
Odeon Capital Group New York NY 11/2019 10/2022
Odeon Capital Group Llc New York NY 05/2023 Present
Caxton Associates New York NY 10/2022 04/2023
  • 08/2015 → 04/2019
    Nomura Holding America
    New York, NY
  • 11/2018 → 04/2019
    Nomura Securities International, Inc.
    New York, NY
  • 04/2019 → 11/2019
    Unemployed
    New York, NY
  • 11/2019 → 10/2022
    Odeon Capital Group
    New York, NY
  • 05/2023 → Present
    Odeon Capital Group Llc
    New York, NY
  • 10/2022 → 04/2023
    Caxton Associates
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2019-02-08
  • S65 Uniform Investment Adviser Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2019-02-08

View on SEC IAPD

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