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Nicholas Knight Stanton

LPl Financial LLC

San Diego, CA

Poway, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-23
  • CA RA
    APPROVED
    Since 2018-01-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 03/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-23
  • S66 Uniform Combined State Law Examination
    2018-01-23
Other Names
  • Nicholas Knight Stanton
  • Nicholas Stanton

View on SEC IAPD

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